Team members are sorted alphabetically by their last name. Please choose the appropriate letter:
Kurt recently joined Oberon as a Managing Director focused on financial services, energy / cleantech and technology. Kurt has 20 years of experience in investment banking, private equity and corporate development. Previously, he was a Managing Director at Bryant Park Capital's New York office where he executed over 20 engagements totaling over $1 billion in transaction value, including buy-side / sell-side M&A, corporate valuations, and private placements of debt and equity.
Prior to joining BPC in 2004, Kurt spent four years working as a consultant and corporate development executive with several technology and marketing companies, including NewView Technologies, Inc. (formerly eSteel, Inc.), a supply chain software company backed by $100 million in funding from leading venture capital investors (Goldman, Sachs & Co., Kleiner Perkins Caufield & Byers, Bessemer Venture Partners), and CM Media Inc., a leading new media company. In 1996, Kurt joined Inverness Management LLC, a New York-based private equity firm with over $400 million of committed capital. At Inverness, Kurt pursued opportunities in a wide variety of industries and executed transactions with energy and financial services companies including the IPO of National Oilwell Varco (formerly National Oilwell, Inc.), today a $30 billion oil and gas services company, and the acquisition and sale of Financial Alliance, Inc., a merchant payment processor with over 60,000 accounts. Kurt began his career as an analyst at Merrill Lynch & Co's M&A Investment Banking Group in New York City.
Kurt graduated from the McCombs School of Business at The University of Texas at Austin with a B.B.A. in Finance and Business Honors. Kurt is a FINRA registered securities principal (series 24).
Tim joined Oberon in 2015 to lead business and development growth initiatives for the Firm. With over 25 years of Wall Street institutional sales experience in both fixed income and equity markets with boutique and bulge bracket sell side firms. Much of his recent career has involved small cap debt and equity financing placements for investment banking clients across numerous industries, including Biotech and Healthcare, Natural Resources, Retail and Consumer, Technology as well as others.
Mr. Bonham began his career at McDonald & Company (now Keybank) in Cleveland Ohio, and was most recently at Guggenheim Securities in New York City where his focus was institutional equity sales. His experience also includes a position as Managing Director, Head of Equity Research Sales and Trading at a boutique investment bank that specialized in equity financings and M&A where he led the marketing and placement of numerous PIPE, Registered Direct, Private Placement and other structured investments for issuers.
Tim attended John Carroll University and holds a number of Finra licenses (series 7 and 24 among others).
Adam has been on Wall Street since 1993 and joined Oberon in 2002. He leads the firm's Business Services practice and has closed M&A and financing transactions with a number of Oberon clients including Select Staffing, NTS Communications, BiolineRx, Butler America, and Alanco Technologies.
Prior to joining Oberon, Adam was a Vice President of JP Morgan's Telecom, Media & Technology Group where he was instrumental in the creation of the firm's Wireless Data Investment Banking coverage effort. While at JP Morgan, Adam led the execution of numerous private placements, mergers and debt financings. Prior to joining JP Morgan, Adam worked at Merrill Lynch in the Leveraged Finance Group, underwriting high yield bonds and bridge loans as well as arranging syndicated loans and mezzanine financings. Adam also spent two years as a member of Merrill Lynch's Mergers & Acquisitions Group executing over $2 billion in completed transactions across a number of industry sectors including consumer products, healthcare and technology.
Adam holds an MBA from the Wharton Business School and a BA from Union College.
Harry joined Oberon Securities in 2015 as Managing Director with a focus on middle market omnichannel consumer and business marketers, digital and traditional media, marketing and business services and adtech. He previously worked with Agile Equity, a boutique technology, media and telecom investment bank in New York.
Previously, Harry was a managing director at Gruppo, Levey & Co., where he spent 14 years providing M&A and strategic advisory services to catalogers, marketing service agencies and publisher. In his 20 year investment banking career Harry has executed in excess of $4 billion of M&A and private placement transactions. Harry previously worked in the publishing industry for Cowles Media and Thomson Corporation, after finishing his assignment supervising nuclear reactor overhaul procedures for the Department of Defense.
Harry earned a MS in Journalism from Columbia University and a Bachelor of Science degree in Mechanical Engineering from the University of Massachusetts.
Prior to joining Oberon, Richard was a Senior Partner with an investment banking firm headquartered in New England. The firm is a boutique investment bank specializing in Mergers & Acquisitions, recapitalizations, capital raising, and strategic consulting throughout the United States. Richard's industry focus centers around business-to-business services, industrial, construction, and manufacturing related markets. In his 10 years with the firm, Richard has executed dozens of transactions in a variety of industries including equipment and linen rental, oil and gas field services.
Richard is a former Group VP of Finance for a Fortune 500 oil and gas production, exploration and chemical company. In that position, he was financially responsible for executing a barter arrangement between the United States and Russia, exchanging phosphoric acid with the Russian counterparty for other elements that comprise fertilizer. He has also held various other executive level positions.
Richard received his Bachelor of Science degree with a major in Accounting from Northeastern University. He is a trained Certified Public Accountant with Deloitte and Touche and an entrepreneur himself, having either owned or operated several companies in a variety of industries.
John Eger has served as a senior executive in over a dozen companies, and as a strategic consultant to over fifty companies and organizations. He has led strategic teams to: facilitate succession planning, transition management, and corporate reorganizations; negotiate strategic alliances, technology co-development, counter trade agreements, and M&A; as well as equity and debt financing rounds both domestically and internationally.
He has over 35 years of buy and sell-side experience as well as advising entrepreneurs, inventors, Chief Executives, Executive Directors, and Directors in diverse vertical markets.
Over the last decade as Managing Director of Allen & Associates, a Santa Monica boutique corporate finance advisory firm, he negotiated: the sale of MLB general and limited partnership interests; the completion financing for the Oscar-nominated film Albert Nobbs; the acquisition of multiple international lottery licenses on behalf of a US client; and the reorganization of under-performing portfolio assets for institutional investors.
Prior to founding Oberon in 2001, Mr. Epstein was with Deutsche Banc Securities Inc. (formerly Deutsche Banc Alex Brown) in the Mergers and Acquisitions Group where he focused on innovative, leading-edge technology companies. Prior to the Mergers and Acquisitions Group, he was a member of the Financial Sponsor Coverage Group working with the top private equity firms on a wide range of transactions.
While at Deutsche Banc Alex Brown, Elad executed over $2.5 billion in completed transactions in mergers and acquisitions, leveraged debt and equity transactions. Prior to his employment with Deutsche Banc, Elad was a member of Oppenheimer & Co. Technology Investment Banking Team. At Oppenheimer, Elad executed over 14 public and private equity transactions, raising over $750 million for emerging growth technology companies.
Elad holds an MBA from the Wharton Business School and a B.A. from Tel Aviv University.
Lou joined Oberon Securities in 2013 from KPMG LLP where he was National Real Estate Advisory Leader and National Real Estate Investment Banking Leader. Prior to joining KPMG, Lou was a Senior Vice President in Macquarie Capital (USA), Inc.’s Real Estate Private Equity team and led deal teams responsible for bidding on companies and assets worth approximately $5 billion.
Before joining Macquarie Capital, Lou had been a Vice President in Goldman Sach’s Real Estate Investment Banking Group where he was involved with closing approximately $25 billion in real estate transactions that included mergers and acquisitions, equity offerings and debt offerings.
Lou earned an MBA in Finance from Columbia Business School, a JD from William and Mary Law School and a BA from Princeton University.
Scott Friedman has over 20 years in the structured finance sector. Mr. Friedman was Managing Director of Riviere Securities (November 2008 to March 2011), with an expertise in securitizing, amongst other things, consumer assets based upon credit cards, nonprime auto loans, and mortgages. Prior to Riviere, Mr. Friedman worked in the US Securitization business for Fortis bank whereby he oversaw origination of over $5 billion of consumer and commercial assets for the bank's clients. Mr. Friedman was also employed by Societe Generale where he held several positions, first as primary architect of the Bank's Securitization Group Marketing effort as well as in charge of product development, whereby he won Euromoney 2004 Structured Finance deal of the year for credit card securitization, in particular for bringing a student college credit card issuer to the structured bond market. Mr. Friedman was promoted to Managing Director of Financial Institutions for the bank the last year at Societe Generale. Mr. Friedman was also employed by Standard & Poor's as a Director in their Structured Finance department. During this time, Mr. Friedman ran the European Commercial Paper conduit business in the London office as well as developed criteria for the European Market. He also worked primarily in development in the analysis of new asset classes and published dozens of articles on criteria and newly rated structures. Prior to his time at Standard & Poor's, Mr. Friedman worked as a Vice President in Citibank's credit card treasury unit, manager in Dean Witter's controller's office and as staff auditor at Cooper's and Lybrand.
James Kang is a Managing Director at Oberon Securities. James has spent 20+ years as a technology investment banker, Internet entrepreneur and venture investor. James has advised clients on over $20bn of Merger and Acquisition transactions and led equity, convertible, and debt financing transactions totaling over $100bn in proceeds. Prior to joining Oberon, James spent 8 years working at leading bulge bracket investment banks. Most recently, James was a Director in the TMT Investment Banking Group at Barclays Capital and Lehman Brothers. Prior to joining Lehman, James was an Associate at Citigroup in their Technology Investment Banking Group. Prior to Business School, James was the Co-Founder and President of Kozmo.com, a pioneering Internet on-demand retailer which introduced one hour delivery of various products in urban centers. James holds an MBA from MIT Sloan and a BS in Finance from NYU Stern School of Business.
John Kinney joined Oberon Securities in 2012 bringing more than 20 years of experience in investment banking and corporate development gained as a senior banker in the investment banking departments of Deutsche Bank Securities, Dresdner Kleinwort Securities, Daiwa Securities, and UBS Warburg / PaineWebber where he generated and executed transactions across the consumer products, retail, technology, and general industrial sectors. He began his career with Chemical Bank and ABN AMRO completing more than forty public and private debt transactions for small and mid-cap companies.
Immediately before joining Oberon, John served as the VP/Head of Corporate Development for an early-stage renewable energy and feed company based in Florida as well as a Director in Business Development at Valens Capital, a billion dollar hedge fund focused on providing flexible, custom-tailored and cost-effective debt and equity growth financing solutions to small-cap public and private companies.
John received his MBA from the Stern School of Business of New York University and a Bachelor of Science in Economics from the Wharton School of the University of Pennsylvania.
Timothy L. Marlo joined Oberon Securities as a Managing Director in 2015 with 30 years of investment banking experience. From 1985 to 2002, Mr. Marlo was employed by A.G. Edwards & Sons, Inc. where he managed several billon dollars of public and private corporate transactions and most recently was the head of the private placement group responsible for assisting middle market companies in issuances of non-registered debt and equity securities. Mr. Marlo began his career at A.G. Edwards & Sons, Inc. as a mergers and acquisitions associate. In 2002 he co-founded STL Capital Partners, LLC, which, until 2015, advised middle market companies involved in various capital market transactions including private placements of debt and equity securities, mergers and acquisitions, leveraged buyouts and valuations of securities, and provided merchant capital in private transactions.
Mr. Marlo received his MBA from Washington University in St. Louis and his BSBA from the University of Missouri
Frank McGrath has spent thirteen years on Wall Street as an advisor, banker and asset raiser. Currently, Frank acts as a Managing Director at Oberon Securities, focused on natural resource initiatives and "alternative to alternatives investing". He consults with numerous market participants and observers - including many levels of government, family offices and First Nations.
Prior to his tenure at Oberon, Frank had been a senior principle at several asset managers - including the team that founded the Fairstream Fund, a global fund acquired by Nikko Asset Management in 2008.
Frank began his Wall Street career at Deutsche Bank in 2001 as a quantitative researcher in foreign exchange / commodities. He is a former US Army officer, a graduate of both Tulane University (BS-Mathematics) and Georgetown University (MBA).
John joined Oberon Securities in 2012 as Managing Director with over 15 years of investment banking experience focused on M&A and corporate finance. Before joining Oberon, he was a Vice President, Corporate Development at Par Pharmaceutical Companies and a partner with Ensemble Advisors providing strategic advice and capital raising to emerging healthcare and technology companies.
Prior to that, John was a Managing Director at Bear Stearns & Co. where he spent 10 years in the firm’s Healthcare investment banking group providing M&A and corporate finance advice to pharmaceutical, biotechnology, medical technology and services companies and generating and executing transactions totaling over $170 billion. Previously, he spent 10 years in business development and project management positions with contract laboratory and data services companies.
John earned an MBA in Finance from New York University Stern School of Business and a Bachelor of Science degree in Chemistry from the University of Delaware.
Mr. Powell's practice covers international investment transactions across a broad range of industries with a focus on emerging markets. He has spent over 20 years as a corporate and commercial lawyer. For the past 12 years Mr. Powell has acted as General Counsel to a $700 million Family Office with real estate development, construction and financial services holdings in Europe, Canada and the Middle East. Whilst representing the Family Office's interests, he has advised and negotiated on real estate transactions and cross border investments valued in excess of $500 million.
Mr. Powell received his J.D from Boston University School of Law and his B.S. in Finance from Lehigh University.
Dan Ramsden has been active in corporate finance, capital markets and M&A for over 20 years on Wall Street and has completed more than $20 billion in transaction volume. He has covered media and telecom since the mid-‘90s and for most of the past decade has been focused on Internet, software, digital technology and its connected systems.
Dan’s career began in leveraged finance at Bank of Montreal and evolved to investment banking at BMO Capital Markets. He started and helped to build out the organization’s U.S. Telecom & Media investment banking practice from 1994 until 2002, and he has subsequently been a Managing Director with two New York based middle-market firms founded and run by bulge-bracket firm executives. In 2009, Dan launched a merchant banking platform, CoRise, to advise and invest in early stage companies in information technology and related applications.
Dan received his MBA cum laude from Fordham University and BA from Cornell University. He is the author of The Age of Convergence (2013), a collection of essays about the information economy and its impact on enterprise, business building, entrepreneurship, technology, markets, valuations, and finance.
Prior to joining Oberon in 2004, Yoav was a Vice President with CIBC World Markets’ Technology Investment Banking Group where he initiated banking coverage of the telecom networking equipment and voice-over-packet sectors. While at CIBC, Yoav led the execution of numerous equity financings including IPO’s, secondary offerings, private placements, and mergers and acquisitions transactions.
Previous to joining the Technology Group, Yoav worked at CIBC’s Leveraged Finance Group where he executed various financing transactions such as high yield, mezzanine, bank debt offerings, mergers and acquisitions, restructuring advisory assignments, and private equity investments.
Yoav is a lawyer, who practiced for over a year with M. Seligman & Co. in Tel Aviv. He holds an MBA from the NYU Stern School of Business and a joint degree in Law and Economics from Tel Aviv University.
Scott joined Oberon Securities in 2013 with more than 15 years commercial real estate experience encompassing real estate credit rating analysis, capital markets and investment banking. Before joining Oberon, Scott was a partner at the middle market real estate advisory firm Cadence Capital Group, where he was involved in advisory and capital raising engagements totaling over $900 million supporting a range of investment opportunities including acquisitions, note purchases and property development. Prior to Cadence, he was a key member of the Citigroup real estate investment banking team and instrumental in securitization and syndication of various secured high-yield and unsecured corporate debt commitments ranging from $50 million to over $5 billion.
Scott’s earlier experience also includes positions in REIT and CMBS credit analysis at Standard & Poor’s, sell-side equity research at Macquarie Capital, acquisitions at Advanced Real Estate Services, and financing at BRT Realty Trust.
Scott received a Bachelor of Science in Economics with a minor in Accounting from the University of California, Riverside, and a Master of Science in Real Estate Finance from New York University. He currently serves on the Board of Directors of Monmouth Real Estate Investment Trust (NYSE: MNR) and is a Clinical Professor at NYU’s Schack Institute of Real Estate.
Prior to co-founding Oberon, Nicole was head of the U.S. operations for Kentech Ventures, an Israeli-based VC, where she was successfully helping start-up software companies identify business opportunities, forge strategic relationships, amend and execute their business plans and source capital. Prior to joining Kentech, Nicole spent nearly seven years working on Wall Street as a senior equity analyst on both the buy and sell-side. Nicole is an expert on Internet, e-commerce, enterprise software, contract manufacturing, and IT services companies and wrote the definitive tome on the Information Security space in early 1998, while she was a Vice President / Director of Technology Research at CIBC Oppenheimer & Co. She started her finance career as an equity analyst on the buy-side at Hudson Capital Advisors, a firm which managed $1 billion in institutional assets.
Nicole is a lawyer and holds a B.A. in Political Science from New York University. She began her career working at The Segal Company, the premiere multi-employer employee benefits consulting firm, drafting pension plans and welfare plans for unions and their employers.
Bill joined Oberon in 2013 and has worked in investment banking since 1989 with a primary focus on technology, specifically IT Services and Communications Software, after starting his career as a generalist. Bill has previously worked for Tucker Anthony, Prudential Securities and CIBC World Markets, executing approximately 75 financing and advisory assignments totaling over $7 billion. Bill has also worked as the CFO of a private manufacturing company and a public sports event marketing company, both of which were sold.
Bill holds an MBA from the Darden Graduate Business School and a BA in Economics from the University of Virginia.
Chris joined Oberon Securities in July, 2015 as Managing Director with a focus on capital raising for middle market healthcare, technology and consumer companies.
Previously, Chris was a Senior Investment Banker with Middlebury Securities for six years and led it's Corporate Finance team. The team's primary focus was assisting private and micro-cap issuers with their financing needs, including, diligence, structuring and placement.
Before Investment Banking, Chris had been a leader of successful asset management teams specializing in structured lending investment strategies. Starting at Promethean Asset Management in 2000, Chris helped lead its Private Placement Group in becoming one of the most active in the industry, closing transactions totaling in excess of $500MM. In 2001, Chris sourced, structured and co-managed the third largest and one of most lucrative direct investments in Promethean's history, Excite@Home, which was structured as a $100MM Senior Secured Convertible Note. In 2007, Viking Asset Management brought Chris on to help launch a direct lending structured finance group and remained with the venture until transitioning into Investment Banking in 2009. Chris began his career in sales and marketing for a number of nationally recognized companies, including Fox Sports Net Cable Sales, National Cable Communications, TCI Media Services, and CB Commercial Real Estate.
Chris graduated with a B.A. from Colgate University in 1983.
Adam Taplinger, is an M&A and capital raising specialist in the Consumer and Retail sector, with a focus on consumer products, apparel, jewelry and the luxury markets as well as digital media. Adam has over 14 years of investment banking and consulting experience. He was previously a Vice President in the Asia Focus Group at Sagent Advisors, where his work centered on international Mergers and Acquisitions and capital raising activities. Prior to Sagent Advisors, Adam was a Vice President at Daiwa Securities, an affiliate of Daiwa Sumitomo Mitsui Banking Corporation, and worked closely with Japan's largest corporations to help develop, implement and execute their global M&A initiatives. He completed numerous acquisitions, divestitures and joint ventures on behalf of his clients. Adam offers clients a truly global reach with his extensive cross-border experience. He has led transactions of various sizes in numerous industries in over 15 countries.
Prior to joining Daiwa, Adam was a consultant to the CFO of J.Crew Group. At J.Crew, he built an institutional, centralized reporting process to enable the consolidation of the company's independent divisional FP&A functions. Adam began his career at JWGenesis Capital Markets, now part of Wells Fargo Securities.
Adam holds a BS from the Leonard N. Stern School of Business at New York University and is a registered representative with FINRA. He serves on the Advisory Board for Public Allies, an organization that empowers young adults to strengthen their communities through leadership and civic participation.
Phil Toth joined Oberon in 2015 focusing on asset-based lending and specialty finance. Phil has over 20yrs experience in investment banking and institutional sales. Combined this experience includes several billion dollars transaction experience in the United State, Europe and Asia.
Prior to joining Oberon, Phil was a partner in two investment banking boutiques where he helped originate, structure and close equity and debt private placements, commercial real estate transactions and asset-backed financing. He has also held senior institutional sales positions at Sterne Agee & Leach, Cohen and Company (now JVB Financial) nd Janney Montgomery Scott.
Mr. Toth completed his undergraduate studies in finance at Michigan State University. He holds a Master in Business Administration from the University of Oklahoma, a Master in International Economics from SDA Bocconi (Milan) and a Master in Public Policy from the School of International and Public Affairs at Columbia University
Steven joined Oberon Securities in 2015 and currently supports the firm's investment banking efforts. Steven has nearly 15 years of investment banking, private equity, and corporate finance experience. Throughout his career, Steven has covered the origination, structuring, and execution of numerous transactions and served as strategic advisor to senior executives, providing advice on mergers & acquisitions, private equity, strategic relationships, and strategic positioning for capital-raising efforts and other corporate initiatives. Prior to joining Oberon, Steven spent 4 years as a Director with Miller Tabak + Co. where he was instrumental in the creation of the firm's consumer Investment Banking coverage effort. Prior to joining Miller Tabak, Steven managed a leading U.S. power generator's portfolio of environmental commodities both in and outside the U.S. while establishing the company's initial strategy for originating, trading, and structuring a diverse portfolio of direct investments across infrastructure and energy projects worldwide. Warsaw began his Wall Street career in 2002 working with Advest followed by Citigroup in their Asset Management groups.
Mr. Warsaw holds degrees in both Finance and Economics from the University of Delaware Business School as well as FINRA Series 3, 7, 63, 66, and 79 licenses.
Alberto recently joined Oberon Securities, LLC as a Managing Director to offer middle market corporate clients with financial solutions and advise on corporate funding. In this role, Mr. Washington offers corporate clients a diverse array of advisory services centered on its clients' business strategy and financial needs, from assisting clients in developing a growth strategy, to creating and implementing a financial strategy to better connect with the capital markets on any type of fundraising needs. In addition, Mr. Washington is the CEO and managing principal of Mercury Americas Financial Partners, LLC, a consulting firm offering global reach and boutique advisory services to Mexico and Latin America-based clients.
brings over 13 years of asset management and financial advisory and services to corporate clients and high-net-worth individuals. He brings expertise in offering clients services like: fairness opinions, public offerings, private placements, crowdfunding, real estate transactions, recapitalizations, restructuring, mergers and acquisitions, real estate advisory, senior debt, mezzanine capital, equity, project finance, joint ventures, investment banking and business strategy. He previously worked at Greenhill & Co closing transactions in M&A, private equity and restructuring and at AQR Capital Management, LLC where he worked as a senior portfolio manager for a diverse array of investment funds.
Alberto holds a MSE in Financial Engineering from the University of Pennsylvania and graduated Magna Cum Laude with a dual degree from the University of Pennsylvania from both the Wharton Business School and Engineering School.